BrokerExamPublications
Case notes
Summaries of published RIBO discipline decisions, with CanLII citations, newest first.
- The Owanubi decision: a broker's own false claims
RIBO's Discipline Committee suspended a Level 1 broker for one month after she admitted submitting 39 false health claims to her employer's group insurer.
- The Bourre decision: premiums pocketed, slips faked
RIBO's Discipline Committee found Josephine Bourre guilty of misconduct for depositing client premiums personally and issuing false liability slips.